Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF16 Compliance Oversight (7 Mar 2016 to 11 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 11 Aug 2020)
- CF10 Compliance Oversight (1 Oct 2009 to 6 Mar 2016)
- CF11 Money Laundering Reporting (17 Nov 2006 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.