The Korea Development Bank - London Branch

• Principal Place of Business

  The Korea Development Bank

  22 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +4402074263550

  Web

  https://www.kdb.co.kr

• Complaints Contact

  The Korea Development Bank

  Level 11, West, 22 Bishopsgate

  London

  City Of London

  EC2N 4BQ

  UNITED KINGDOM

  Phone

  +442074263550

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "unit" and "rights to or interests in investments - security", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Limited to activities connected with corporate finance business and in carrying on such activities to the specified investments listed "share", "unit", "rights to or interests in investments - security", (when the latter is associated with this specified investment), "option (excluding a commodity option and an option on a commodity future)", "future (excluding a commodity future and a rolling spot forex contract)", "contract for differences (excluding a spread bet and a rolling spot forex contract)" and "rights to or interests in investments - contractually based investment", (when the latter is associated with this specified investment).
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Seon Ho Lee

  IRN SXL01276

  • CF23 Corporate Finance Adviser (10 Mar 2003 to 6 Jul 2004)
  • CF26 Customer Trading (10 Mar 2003 to 5 Aug 2004)
  • CF21 Investment Adviser (1 Mar 2002 to 5 Aug 2004)
• Seung Hyun Cho

  IRN SHC01045

  • CF3 Chief Executive (20 Feb 2012 to 13 Feb 2014)
• Seungwoo Suh

  IRN SXS00941

  • [FCA CF] Significant management (22 Apr 2022 to 22 Jul 2022)
• Sharon Close

  IRN SXC03146

  • [FCA CF] Material risk taker (since 1 Jan 2025)
  • [PRA CF] Key function holder (1 Jan 2025 to 2 Jan 2025)
• Silvia Marina Dos Santos Cavaco

  IRN SXD24207

  • SMF16 Compliance Oversight (19 Mar 2020 to 6 Oct 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Mar 2020 to 6 Oct 2021)
• Sue Kim

  IRN SXK01024

  • [FCA CF] Material risk taker (since 1 Jan 2025)
  • [PRA CF] Key function holder (1 Jan 2025 to 2 Jan 2025)
• Sung Yoon Jung

  IRN SXJ00304

  • [FCA CF] Client dealing (28 Apr 2022 to 19 Jan 2023)
  • [FCA CF] Proprietary trader (28 Apr 2022 to 19 Jan 2023)
• Taewoo Kang

  IRN TXK00319

  • [FCA CF] Significant management (since 1 Jan 2025)
  • [FCA CF] Material risk taker (since 1 Jan 2025)
  • [PRA CF] Key function holder (1 Jan 2025 to 2 Jan 2025)
• Terence Frederick MacKness

  IRN TFM01012

  • CF10 Compliance Oversight (11 Feb 2008 to 30 Sep 2009)
  • CF15 Internal Audit (1 Dec 2001 to 6 Jul 2004)
• Tracey Ann Miles

  IRN TAM01035

  • [FCA CF] Significant management (22 Apr 2022 to 30 Jun 2025)
  • CF29 Significant management (12 Feb 2010 to 6 Mar 2016)
  • CF30 Customer (1 Nov 2007 to 28 Feb 2008)
  • CF26 Customer Trading (28 Jun 2007 to 31 Oct 2007)

No changes recorded yet.