Date authorised
1 April 2013
Companies House
01458445
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414
  • Complaints Contact

    Suite B & C
    First Floor
    Milford House
    43 - 55, Milford Street
    Salisbury
    Wiltshire
    SP1 2BP
    UNITED KINGDOM
    Phone
    +4403455212414

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to personal pensions
  • Trades With You Directly

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates
    • · Limited to personal pensions
  • Runs Personal Pensions

    For Personal pension scheme

  • Investment Setup

    For Professional, Retail (Investment), Personal pension scheme, Rights to or interests in investments (Security)

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to personal pensions

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Martin Philip Ettles

    IRN MXE09200

    • SMF4 Chief Risk (16 May 2022 to 2 Aug 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (8 Feb 2022 to 2 Aug 2023)
    • SMF16 Compliance Oversight (8 Feb 2022 to 2 Aug 2023)
  • Matthew James Taylor

    IRN MXT01261

    • [FCA CF] Significant management (9 Dec 2019 to 28 Apr 2023)
  • Michael Paul Lennon

    IRN MXL00787

    • [FCA CF] Significant management (since 29 Sep 2025)
  • Michael Robert Regan

    IRN MRR01080

    • SMF18 Other Overall Responsibility (since 1 Jan 2024)
    • SMF3 Executive Director (3 Nov 2022 to 1 Jan 2024)
    • SMF2 Chief Finance (3 Nov 2022 to 1 Jan 2024)
  • Michael Scott

    IRN MXS20892

    • [FCA CF] Significant management (since 10 Feb 2026)
  • Michael Smyth

    IRN MXS03347

    • CF28 Systems and controls (22 Oct 2013 to 8 Dec 2019)
  • Michelle Margaret Davis

    IRN MXD55791

    • [FCA CF] Significant management (since 24 Sep 2025)
  • Nicola Jane Crawford

    IRN NXC00040

    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 31 Dec 2023)
    • SMF4 Chief Risk (4 Sep 2023 to 31 Dec 2023)
    • SMF16 Compliance Oversight (4 Sep 2023 to 31 Dec 2023)
  • Owen Glynne Dow

    IRN OGD01000

    • CF1 Director (10 Sep 2008 to 31 Dec 2015)
  • Owen Henry Wilson

    IRN OHW01003

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 21 Sep 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.