Nicola Jane Crawford

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • THIS BANK LIMITED (no longer approved here)

    FRN 832786

    • SMF4 Chief Risk (15 Sep 2025 to 28 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Sep 2025 to 28 Jan 2026)
  • The IPS Partnership Limited (no longer approved here)

    FRN 115135

    • SMF4 Chief Risk (4 Sep 2023 to 31 Dec 2023)
    • SMF16 Compliance Oversight (4 Sep 2023 to 31 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 31 Dec 2023)
  • James Hay WRAP Managers Limited (no longer approved here)

    FRN 225574

    • SMF16 Compliance Oversight (4 Sep 2023 to 31 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 31 Dec 2023)
    • SMF4 Chief Risk (4 Sep 2023 to 31 Dec 2023)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • SMF16 Compliance Oversight (4 Sep 2023 to 31 Dec 2023)
    • SMF4 Chief Risk (4 Sep 2023 to 31 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 31 Dec 2023)
  • JAMES HAY ADMINISTRATION COMPANY LIMITED (no longer approved here)

    FRN 460698

    • SMF16 Compliance Oversight (4 Sep 2023 to 31 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 31 Dec 2023)
    • SMF4 Chief Risk (4 Sep 2023 to 31 Dec 2023)
  • IPS Pensions Limited (no longer approved here)

    FRN 461720

    • SMF16 Compliance Oversight (4 Sep 2023 to 31 Dec 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (4 Sep 2023 to 31 Dec 2023)
    • SMF4 Chief Risk (4 Sep 2023 to 31 Dec 2023)
  • National Bank of Kuwait (International) Plc (no longer approved here)

    FRN 171532

    • SMF4 Chief Risk (13 Sep 2021 to 31 Mar 2023)
    • [PRA CF] Significant risk taker or Material risk taker (5 Oct 2020 to 13 Sep 2021)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.