The Bank of Nova Scotia

• Principal Place of Business

  6th Floor

  201 Bishopsgate

  London

  EC2M 3NS

  UNITED KINGDOM

  Phone

  +442076385644

  Web

  https://www.gbm.scotiabank.com/en/about-overview/our-global-presence/united-kingdom.html

• Complaints Contact

  Scotiabank

  201 Bishopsgate

  London

  City Of London

  EC2M 3NS

  UNITED KINGDOM

  Phone

  +442076385644

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Frank Theodor Ackermann

  IRN FXA01037

  • CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
• Gabriel Enrique Buteler

  IRN GEB01055

  • [FCA CF] Significant management (since 1 Mar 2020)
  • [FCA CF] Algorithmic trading (since 1 Mar 2020)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • [FCA CF] Material risk taker (since 6 Mar 2017)
  • [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2017)
  • [FCA CF] Manager of certification employee (since 6 Mar 2017)
  • CF29 Significant management (14 Aug 2014 to 29 May 2015)
  • CF30 Customer (30 Dec 2010 to 6 Mar 2016)
• Gabriele Aksomaityte

  IRN GXA43089

  • [FCA CF] Client dealing (6 Mar 2017 to 22 Sep 2017)
• Gary Guest

  IRN GXG01106

  • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2003)
• Gary Yoni Israel

  IRN GYI01000

  • [FCA CF] Manager of certification employee (since 11 Nov 2024)
  • [PRA CF] Significant risk taker or Material risk taker (since 21 Mar 2024)
  • [FCA CF] Material risk taker (since 21 Mar 2024)
  • [FCA CF] Client dealing (since 6 Mar 2017)
  • CF30 Customer (22 Apr 2014 to 6 Mar 2016)
• Geoffrey Paul Jones

  IRN GPJ01023

  • [FCA CF] Client dealing (since 3 Nov 2025)
  • [PRA CF] Significant risk taker or Material risk taker (since 3 Nov 2025)
  • [FCA CF] Material risk taker (since 3 Nov 2025)
  • [FCA CF] Manager of certification employee (since 3 Nov 2025)
• George Hughes

  IRN GXH00370

  • [FCA CF] Client dealing (since 26 May 2023)
• Gerald Percival Ferris

  IRN GPF01019

  • CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 30 Sep 2002)
• Gerald-Christoph Anderko

  IRN GXA01138

  • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
  • CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
• Gillian Murphy

  IRN GXM02031

  • [FCA CF] Client dealing (6 Mar 2017 to 24 Sep 2020)
  • CF30 Customer (17 Jun 2013 to 6 Mar 2016)

No changes recorded yet.