Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
    • CF21 Investment Adviser (9 May 2006 to 31 Oct 2007)
  • The Toronto-Dominion Bank (no longer approved here)

    FRN 124859

    • CF21 Investment Adviser (8 Oct 2004 to 31 Aug 2005)
  • Natixis (no longer approved here)

    FRN 206092

    • CF21 Investment Adviser (30 Jul 2002 to 10 Sep 2004)
    • CF22 Investment Adviser (Trainee) (18 Jun 2002 to 30 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.