Gabriel Enrique Buteler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • The Bank of Nova Scotia

    FRN 141308

    • [FCA CF] Algorithmic trading (since 1 Mar 2020)
    • [FCA CF] Significant management (since 1 Mar 2020)
    • [PRA CF] Significant risk taker or Material risk taker (since 6 Mar 2017)
    • [FCA CF] Client dealing (since 6 Mar 2017)
    • [FCA CF] Manager of certification employee (since 6 Mar 2017)
    • [FCA CF] Material risk taker (since 6 Mar 2017)
    • CF29 Significant management (14 Aug 2014 to 29 May 2015)
    • CF30 Customer (30 Dec 2010 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (28 Nov 2008 to 15 Dec 2010)

Recent activity

Updates to this individual's record on the FCA register.

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