The Bank of Nova Scotia

• Principal Place of Business

  6th Floor

  201 Bishopsgate

  London

  EC2M 3NS

  UNITED KINGDOM

  Phone

  +442076385644

  Web

  https://www.gbm.scotiabank.com/en/about-overview/our-global-presence/united-kingdom.html

• Complaints Contact

  Scotiabank

  201 Bishopsgate

  London

  City Of London

  EC2M 3NS

  UNITED KINGDOM

  Phone

  +442076385644

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Giuseppe Amitrano

  IRN GXA01070

  • CF30 Customer (3 Aug 2010 to 6 Mar 2016)
• Gordon Alexander Sumner

  IRN GAS01126

  • CF30 Customer (21 Dec 2011 to 6 Mar 2016)
• Graham Michael Jelf

  IRN GMJ01023

  • CF21 Investment Adviser (1 Dec 2001 to 6 Nov 2006)
• Gregory Harold Greer

  IRN GHG01019

  • CF30 Customer (18 May 2010 to 16 Sep 2011)
• Gurjit Singh Purewal

  IRN GSP01029

  • CF11 Money Laundering Reporting (1 Apr 2009 to 26 Apr 2012)
  • CF10 Compliance Oversight (1 Apr 2009 to 26 Apr 2012)
• Guy Huntrods

  IRN GJH01086

  • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2005)
• Guy Vallance Vaughan Spaull

  IRN GVS01004

  • CF21 Investment Adviser (20 Feb 2002 to 30 Sep 2002)
  • CF17 Significant Mgt (Other Business Operations) (20 Feb 2002 to 30 Sep 2002)
• Haroon Sana

  IRN HXS01134

  • [FCA CF] Material risk taker (6 Mar 2017 to 22 May 2017)
  • [FCA CF] Manager of certification employee (6 Mar 2017 to 22 May 2017)
  • [FCA CF] Client dealing (6 Mar 2017 to 22 May 2017)
  • [FCA CF] Significant management (6 Mar 2017 to 22 May 2017)
  • CF30 Customer (18 May 2015 to 6 Mar 2016)
  • CF29 Significant management (18 May 2015 to 6 Mar 2016)
• Hong Liu

  IRN HXL01175

  • [FCA CF] Client dealing (since 24 Feb 2025)
  • [FCA CF] Algorithmic trading (24 Feb 2025 to 9 Mar 2026)
• Howard Lacy

  IRN HXL01034

  • CF21 Investment Adviser (1 Dec 2001 to 9 May 2003)

No changes recorded yet.