Haroon Sana

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JJJ Capital Management LLP

    FRN 991146

    • [FCA CF] Client dealing (since 24 Jun 2024)
    • [FCA CF] Material risk taker (since 3 Oct 2023)
    • [FCA CF] Manager of certification employee (since 3 Oct 2023)
    • SMF27 Partner (since 7 Sep 2023)
    • SMF1 Chief Executive (since 7 Sep 2023)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [FCA CF] Manager of certification employee (10 Jul 2017 to 6 Jan 2019)
    • [FCA CF] Client dealing (23 May 2017 to 6 Jan 2019)
    • [FCA CF] Material risk taker (23 May 2017 to 6 Jan 2019)
    • [PRA CF] Significant risk taker or Material risk taker (23 May 2017 to 6 Jan 2019)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • [FCA CF] Material risk taker (6 Mar 2017 to 22 May 2017)
    • [FCA CF] Significant management (6 Mar 2017 to 22 May 2017)
    • [FCA CF] Manager of certification employee (6 Mar 2017 to 22 May 2017)
    • [FCA CF] Client dealing (6 Mar 2017 to 22 May 2017)
    • CF29 Significant management (18 May 2015 to 6 Mar 2016)
    • CF30 Customer (18 May 2015 to 6 Mar 2016)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF30 Customer (10 Sep 2009 to 6 Jun 2013)
  • Bank of America, N.A. (no longer approved here)

    FRN 124642

    • CF30 Customer (12 Jan 2009 to 3 Jun 2009)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 23 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.