JJJ Capital Management LLP

• Principal Place of Business

  JJJ Capital Management LLP

  6th Floor

  1 Curzon Street

  London

  W1J 5HA

  UNITED KINGDOM

  Phone

  +4402038394600

  Web

  https://jjjcapital.com

• Complaints Contact

  JJJ Capital Management LLP

  6th Floor

  1 Curzon Street

  London

  W1J 5HA

  UNITED KINGDOM

  Phone

  +4402038394600

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bruce Sargent

  IRN BXS01549

  • [FCA CF] Manager of certification employee (since 3 Oct 2023)
  • [FCA CF] Material risk taker (since 3 Oct 2023)
  • [FCA CF] Client dealing (since 3 Oct 2023)
• Darius John Berendji

  IRN DJB01485

  • [FCA CF] Material risk taker (since 3 Oct 2023)
• Haroon Sana

  IRN HXS01134

  • [FCA CF] Client dealing (since 24 Jun 2024)
  • [FCA CF] Manager of certification employee (since 3 Oct 2023)
  • [FCA CF] Material risk taker (since 3 Oct 2023)
  • SMF27 Partner (since 7 Sep 2023)
  • SMF1 Chief Executive (since 7 Sep 2023)
• Joeri Jacobs

  IRN JXJ01120

  • [FCA CF] Client dealing (since 3 Oct 2023)
  • [FCA CF] Manager of certification employee (since 3 Oct 2023)
  • [FCA CF] Material risk taker (since 3 Oct 2023)
  • SMF27 Partner (since 7 Sep 2023)
• Louis Charles Hadrien Champly

  IRN LXC00085

  • [FCA CF] Client dealing (since 27 Jan 2026)
• Lucca Gerardo Max Norton

  IRN LGN01009

  • [FCA CF] Client dealing (3 Oct 2023 to 31 Dec 2024)
  • [FCA CF] Material risk taker (3 Oct 2023 to 31 Dec 2024)
  • SMF27 Partner (7 Sep 2023 to 31 Dec 2024)
• Monica He Hyun Won

  IRN MXW00537

  • [FCA CF] Client dealing (1 Jul 2024 to 2 Dec 2025)
• Nathan Tucker

  IRN NXT00235

  • [FCA CF] Client dealing (since 20 May 2024)
• Paul Edward Morris

  IRN PEM01072

  • [FCA CF] Client dealing (since 15 Jul 2025)
• Rachel Mary Ashley Pickering

  IRN RMP01128

  • [FCA CF] Material risk taker (since 3 Oct 2023)
  • SMF16 Compliance Oversight (since 7 Sep 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Sep 2023)

No changes recorded yet.