Guy Vallance Vaughan Spaull

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Access Corporate Finance Partners Limited (no longer approved here)
FRN 745616
- CF30 Customer (8 Jul 2017 to 8 Dec 2019)
- CF1 Director (AR) (29 Apr 2017 to 30 Jun 2017)
The Bank of Nova Scotia (no longer approved here)
FRN 141308
- CF17 Significant Mgt (Other Business Operations) (20 Feb 2002 to 30 Sep 2002)
- CF21 Investment Adviser (20 Feb 2002 to 30 Sep 2002)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (1 Dec 2001 to 31 Dec 2001)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.