Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 1 Nov 2019)
    • [FCA CF] Manager of certification employee (since 1 Nov 2019)
    • [FCA CF] Functions requiring qualifications (1 Nov 2019 to 31 Mar 2021)
  • The Governor and Company of the Bank of Ireland (no longer approved here)

    FRN 204721

    • CF30 Customer (1 Nov 2007 to 2 Aug 2011)
    • CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
  • Landesbank Baden-Wurttemberg (no longer approved here)

    FRN 204779

    • CF21 Investment Adviser (3 Oct 2005 to 15 Mar 2007)
    • CF26 Customer Trading (3 Oct 2005 to 15 Mar 2007)
  • The Bank of Nova Scotia (no longer approved here)

    FRN 141308

    • CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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