Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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RBC Europe Limited
FRN 124543
- [FCA CF] Client dealing (since 1 Nov 2019)
- [FCA CF] Manager of certification employee (since 1 Nov 2019)
- [FCA CF] Functions requiring qualifications (1 Nov 2019 to 31 Mar 2021)
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- CF30 Customer (1 Nov 2007 to 2 Aug 2011)
- CF21 Investment Adviser (16 Apr 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (3 Oct 2005 to 15 Mar 2007)
- CF26 Customer Trading (3 Oct 2005 to 15 Mar 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 10 Jun 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.