Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [PRA CF] Significant risk taker or Material risk taker (since 3 Nov 2025)
    • [FCA CF] Client dealing (since 3 Nov 2025)
    • [FCA CF] Manager of certification employee (since 3 Nov 2025)
    • [FCA CF] Material risk taker (since 3 Nov 2025)
  • Refinitiv Transaction Services Limited (no longer approved here)

    FRN 206017

    • [FCA CF] Significant management (25 Jan 2024 to 30 Jun 2024)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • [FCA CF] Material risk taker (7 Mar 2017 to 4 May 2020)
    • [FCA CF] Algorithmic trading (7 Mar 2017 to 4 May 2020)
    • [FCA CF] Client dealing (7 Mar 2017 to 4 May 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2017 to 4 May 2020)
    • CF30 Customer (3 Mar 2011 to 6 Mar 2016)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF30 Customer (3 Mar 2011 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.