Refinitiv Transaction Services Limited

• Principal Place of Business

  The London Stock Exchange plc

  The London Stock Exchange

  10 Paternoster Square

  London

  City Of London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +4402077971000

  Web

  https://www.lseg.com

• Complaints Contact

  The London Stock Exchange

  10 Paternoster Square

  London

  EC4M 7LS

  UNITED KINGDOM

  Phone

  +4402077971000

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trading Platform

  For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

• Amanda Elaine Lovell

  IRN AEL01040

  • CF1 Director (10 Oct 2002 to 31 Mar 2003)
• Amanda Jayne Humphries

  IRN AJH01301

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2022)
  • CF11 Money Laundering Reporting (31 Oct 2019 to 8 Dec 2019)
• Anand Ramchandra Varma

  IRN AXV00071

  • [FCA CF] Material risk taker (7 Dec 2023 to 7 Dec 2024)
• Andrew Durrant

  IRN ACD01128

  • [FCA CF] Significant management (9 Dec 2019 to 31 Dec 2022)
• Andrew Hausman

  IRN AXH01893

  • CF1 Director (14 Aug 2007 to 31 Dec 2008)
• Anthony David Johnson

  IRN ADJ01045

  • CF1 Director (6 Dec 2005 to 9 Sep 2008)
• Audra Scharf

  IRN AXS05123

  • [FCA CF] Significant management (since 31 Jan 2024)
• Bart Paul Charles Joris

  IRN BXJ11351

  • SMF1 Chief Executive (since 28 Jan 2020)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (22 Mar 2019 to 8 Dec 2019)
• Christine Erin O'Connell

  IRN CEO01031

  • CF1 Director (24 Jun 2013 to 13 Jan 2017)
• Christopher Glanvill

  IRN CXG01589

  • CF1 Director (27 Jun 2013 to 1 Oct 2019)

No changes recorded yet.