Refinitiv Transaction Services Limited

Date authorised
1 April 2013
Companies House
02089076
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    The London Stock Exchange plc
    The London Stock Exchange
    10 Paternoster Square
    London
    City Of London
    EC4M 7LS
    UNITED KINGDOM
    Phone
    +4402077971000
    Web
    https://www.lseg.com

  • Complaints Contact

    The London Stock Exchange
    10 Paternoster Square
    London
    EC4M 7LS
    UNITED KINGDOM
    Phone
    +4402077971000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trading Platform

    For Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher John Leaver

    IRN CJL01099

    • CF1 Director (11 Mar 2002 to 10 Oct 2002)
  • Christopher Karl Rune Hagman

    IRN CKH01010

    • CF1 Director (25 Feb 2002 to 19 Jul 2002)
  • Christopher Leonard-Appleton

    IRN CXL01612

    • SMF3 Executive Director (since 1 Oct 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Oct 2021)
    • CF1 Director (13 Jul 2015 to 1 Oct 2019)
  • Christopher Paul Nealon

    IRN CXN81470

    • SMF3 Executive Director (26 Aug 2020 to 31 Aug 2023)
  • Devin Wenig

    IRN DXW01460

    • CF29 Significant management (1 Nov 2007 to 22 Jul 2011)
    • CF16 Significant Mgt (Desgntd Investment Business) (24 Jun 2003 to 31 Oct 2007)
  • Diane Bouwmeester

    IRN DXB00462

    • [FCA CF] Significant management (7 Dec 2023 to 30 Jun 2025)
    • [FCA CF] Material risk taker (30 Mar 2021 to 6 Dec 2023)
  • Edgar Jose Sequeira

    IRN EXS00295

    • [FCA CF] Material risk taker (9 Dec 2019 to 27 Jun 2024)
  • Elena Mikhaylova

    IRN EXM00368

    • SMF16 Compliance Oversight (since 13 Oct 2023)
  • Geoffrey Paul Jones

    IRN GPJ01023

    • [FCA CF] Significant management (25 Jan 2024 to 30 Jun 2024)
  • Graham Warby

    IRN GXW00370

    • [FCA CF] Significant management (10 Jun 2024 to 10 Jul 2025)
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Recent activity

Updates to this firm's record on the FCA register.

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