TFS Derivatives Limited

• Principal Place of Business

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

  Web

  https://www.tradition.com

• Complaints Contact

  Salesforce

  110 Bishopsgate

  London

  City Of London

  EC2N 4AY

  UNITED KINGDOM

  Phone

  +4402071981500

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

• Authorised to Operate

  For Eligible Counterparty, Professional

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.”

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael James Lavery

  IRN MXL00290

  • [FCA CF] Client dealing (since 17 Jul 2023)
• Michael James Spencer

  IRN MJS01241

  • [FCA CF] Client dealing (since 9 Jun 2025)
• Michael John O'Hara

  IRN MXO01102

  • CF30 Customer (1 Nov 2007 to 15 Jun 2009)
  • CF26 Customer Trading (7 Apr 2005 to 31 Oct 2007)
• Michael Jon Anderson

  IRN MJA01066

  • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2025)
  • CF1 Director (24 Jul 2014 to 8 Dec 2019)
  • CF29 Significant management (27 Dec 2012 to 24 Jul 2014)
  • CF30 Customer (22 Oct 2012 to 8 Dec 2019)
• Michael Jonathan Zelman

  IRN MJZ01005

  • CF21 Investment Adviser (19 Jan 2005 to 28 Feb 2006)
• Michael Laurent Sebastien Altman

  IRN MXA04209

  • [FCA CF] Client dealing (26 Aug 2025 to 18 Feb 2026)
• Michael Leibowitz

  IRN MXL01263

  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Aug 2023)
  • CF2 Non Executive Director (5 Feb 2018 to 8 Dec 2019)
  • CF3 Chief Executive (18 Jan 2008 to 19 Apr 2013)
  • CF1 Director (5 Dec 2005 to 5 Feb 2018)
• Michael O Flaherty

  IRN MXO01288

  • CF30 Customer (11 May 2011 to 11 Sep 2012)
• Michael Paton

  IRN MXP02911

  • [FCA CF] Client dealing (since 17 Dec 2020)
• Michael Paul Hayter

  IRN MPH01127

  • [FCA CF] Client dealing (since 17 Dec 2020)
  • [FCA CF] Manager of certification employee (since 17 Dec 2020)

No changes recorded yet.