Michael O Flaherty

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tavira Financial Limited
FRN 462001
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (12 Oct 2015 to 8 Dec 2019)
ABN AMRO Clearing Bank N.V., London Branch (no longer approved here)
FRN 400059
- CF30 Customer (23 Apr 2014 to 30 Sep 2015)
BGC Brokers L.P (no longer approved here)
FRN 454814
- CF30 Customer (20 Sep 2013 to 7 Feb 2014)
TFS Derivatives Limited (no longer approved here)
FRN 197244
- CF30 Customer (11 May 2011 to 11 Sep 2012)
Sucden Financial Limited (no longer approved here)
FRN 114239
- CF30 Customer (18 Mar 2008 to 25 Feb 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.