Michael James Spencer

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Client dealing (since 9 Jun 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2025 to 7 Mar 2025)
    • [PRA CF] Managing a material risk taker (19 Dec 2024 to 21 Mar 2025)
    • [FCA CF] Manager of certification employee (1 Feb 2023 to 7 Mar 2025)
    • [FCA CF] Client dealing (7 Oct 2021 to 7 Mar 2025)
    • CF30 Customer (1 Nov 2007 to 23 Aug 2012)
    • CF21 Investment Adviser (29 Mar 2005 to 31 Oct 2007)
  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [PRA CF] Significant risk taker or Material risk taker (6 Jan 2025 to 7 Mar 2025)
    • [PRA CF] Managing a material risk taker (19 Dec 2024 to 21 Mar 2025)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF30 Customer (1 Jul 2016 to 1 Jun 2017)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF30 Customer (3 Sep 2012 to 13 Feb 2015)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF30 Customer (3 Sep 2012 to 13 Feb 2015)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF21 Investment Adviser (11 Jul 2002 to 14 Feb 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.