Date authorised
1 April 2013
Companies House
02277754
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o Edward Boyle and Robert Spence both of Interpath Advisory
    10 Fleet Place
    London
    EC4M 7RB
    UNITED KINGDOM
    Phone
    +4402039892800
  • Complaints Contact

    c/o Edward Boyle and Robert Spence both of Interpath Advisory
    10 Fleet Place
    London
    EC4M 7RB
    UNITED KINGDOM
    Phone
    +4402039892800

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • P2P Lending Advice

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity
  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity
  • Consumer Loans

    Show 1 limitation
    • · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Michael Slawson

    IRN SMS00031

    • (909)CF21 Investment Adviser (22 Jul 2003 to 14 Jul 2004)
  • Stephen Michael Sleight

    IRN SMS01126

    • (2524)CF21 Investment Adviser (27 May 2002 to 8 May 2007)
    • (2525)CF1 Director (AR) (1 Dec 2001 to 30 Sep 2010)
    • (2523)CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Stephen Paul McGuinness

    IRN SPM00002

    • (1224)CF1 Director (1 Dec 2001 to 10 May 2002)
    • (1223)CF21 Investment Adviser (1 Dec 2001 to 10 May 2002)
  • Stephen Paul Mitchell

    IRN SPM00034

    • (2233)CF30 Customer (30 Mar 2010 to 4 Apr 2011)
  • Stephen Richard Griffiths

    IRN SRG00015

    • (855)CF21 Investment Adviser (1 Sep 2003 to 26 Nov 2004)
    • (856)CF4 Partner (AR) (1 Sep 2003 to 26 Nov 2004)
  • Stephen Robert Hugh Ireland

    IRN SRI00003

    • (2484)CF30 Customer (14 Jun 2012 to 12 Jun 2013)
  • Stephen Robin Balser

    IRN SRB00011

    • (656)CF21 Investment Adviser (1 Sep 2004 to 30 Nov 2006)
    • (657)CF1 Director (AR) (1 Sep 2004 to 30 Nov 2006)
  • Stephen Thomas Smith

    IRN STS01025

    • (2056)CF22 Investment Adviser (Trainee) (9 Oct 2003 to 30 Jan 2004)
  • Stephen Willilam Ingate

    IRN SXI00011

    • (766)CF30 Customer (1 Nov 2007 to 15 Dec 2009)
    • (768)CF4 Partner (AR) (25 Oct 2007 to 15 Dec 2009)
    • (767)CF21 Investment Adviser (25 Oct 2007 to 31 Oct 2007)
  • Stephen Yore

    IRN SXY00007

    • (1353)CF7 Sole Trader (AR) (5 Aug 2005 to 10 Jul 2006)
    • (1352)CF22 Investment Adviser (Trainee) (5 Aug 2005 to 10 Jul 2006)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (3082)CF1 Director (AR)

  2. controlled function added: (3081)CF21 Investment Adviser

  3. controlled function added: (3080)CF30 Customer

  4. controlled function added: (3079)CF1 Director (AR)

  5. controlled function added: (3078)SMF4 Chief Risk

  6. controlled function added: (3077)SMF16 Compliance Oversight

  7. controlled function added: (3076)SMF17 Money Laundering Reporting Officer (MLRO)

  8. controlled function added: (3075)Responsible for Insurance Distribution

  9. controlled function added: (3074)Responsibility for MCD Intermediation

  10. controlled function added: (3073)CF30 Customer