Stephen Michael Sleight

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sleight Wealth Management Limited

    FRN 948391

    • (3)Employed By (since 6 Apr 2021)
  • St. James's Place Wealth Management Plc

    FRN 195351

    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (since 4 May 2007)
    • CF21 Investment Adviser (3 Aug 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (4 May 2007 to 3 Aug 2007)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF21 Investment Adviser (27 May 2002 to 8 May 2007)
    • CF1 Director (AR) (1 Dec 2001 to 30 Sep 2010)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 27 May 2002)
  • Sleight Financial Management Ltd (no longer approved here)

    FRN 207595

    • (6)Employed By (1 Dec 2001 to 30 Sep 2010)

Recent activity

Updates to this individual's record on the FCA register.

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