Stephen Paul Mitchell

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • [FCA CF] Client dealing (9 Dec 2019 to 29 Mar 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Mar 2024)
    • CF30 Customer (30 Jan 2019 to 8 Dec 2019)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF30 Customer (30 Mar 2010 to 4 Apr 2011)
  • Abbey Lane Associates Ltd (no longer approved here)

    FRN 182234

    • (17)Employed By (30 Mar 2010 to 4 Apr 2011)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (1 Nov 2007 to 19 Dec 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.