Stephen Thomas Smith

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • Sole trader dealing with clients for which they require qualification (9 Dec 2019 to 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Aug 2024)
  • TenetConnect Services Limited (no longer approved here)

    FRN 150643

    • CF22 Investment Adviser (Trainee) (9 Oct 2003 to 30 Jan 2004)
  • Bank Street Financial Consultancy (no longer approved here)

    FRN 210868

    • Employed By (9 Oct 2003 to 30 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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