Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 7. Giving personal recommendations on long-term care insurance contracts
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- 21. Advising or arranging (bringing about) equity release transactions
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 2 Jun 2025)
- CF1 Director (AR) (since 29 May 2025)
- CF30 Customer (since 29 May 2025)
- CF30 Customer (1 Dec 2015 to 24 Mar 2017)
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Wizard Lifetime Limited
FRN 1034551
- Employed By (since 29 May 2025)
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- [FCA CF] Functions requiring qualifications (8 Jul 2024 to 31 May 2025)
- [FCA CF] Client dealing (8 Jul 2024 to 31 May 2025)
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- [FCA CF] Functions requiring qualifications (28 Mar 2023 to 28 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Jun 2024)
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- CF1 Director (AR) (3 Jun 2021 to 28 Jun 2024)
- Appointed representative dealing with clients for which they require qualification (5 May 2021 to 28 Jun 2024)
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- Employed By (3 Jun 2021 to 28 Jun 2024)
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- (13)Employed By (1 Dec 2015 to 24 Mar 2017)
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- CF30 Customer (14 Jun 2012 to 12 Jun 2013)
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- Employed By (14 Jun 2012 to 12 Jun 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.