Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
Show 1 limitation Hide limitations
- · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Stephen Richard Diggins
IRN SRD00022
- (1180)CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2002)
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Stephen Richard Groves
IRN SRG01098
- (3105)CF30 Customer (6 Jan 2012 to 8 Feb 2013)
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Stephen Robert Cave
IRN SRC00020
- (433)CF21 Investment Adviser (14 Nov 2005 to 6 Aug 2007)
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Stephen Robert Hather
IRN SRH00003
- (3597)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2020)
- (3598)CF1 Director (AR) (30 Jul 2014 to 30 Sep 2020)
- (3596)CF30 Customer (10 Dec 2013 to 30 Sep 2020)
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Stephen Terence Dale
IRN STD00003
- (2338)CF21 Investment Adviser (31 Aug 2006 to 6 Aug 2007)
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Stephen Waite
IRN SXW01944
- (2923)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2021)
- (2922)CF30 Customer (21 Jan 2014 to 30 Sep 2021)
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Stephen William Lacy
IRN SWL00019
- (496)CF30 Customer (20 Mar 2009 to 22 Dec 2010)
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Steve Brian Mackie
IRN SBM01036
- (3431)CF30 Customer (20 Oct 2020 to 4 May 2021)
- (3432)CF1 Director (AR) (20 Oct 2020 to 4 May 2021)
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Steve Jack Franklin
IRN SJF00095
- (1102)CF30 Customer (28 Feb 2011 to 16 Jan 2019)
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Steve John O'Loughlin
IRN SJO00018
- (3849)CF1 Director (AR) (7 Sep 2012 to 25 Sep 2015)
- (3848)CF30 Customer (7 Sep 2012 to 25 Sep 2015)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Abacus Financial Planning (234) (no longer appointed)
FRN 193515 · Appointed 6 Mar 2006 · Until 30 Mar 2006
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Abstract Financial Limited (no longer appointed)
FRN 425680 · Appointed 6 Mar 2006 · Until 2 Jun 2006
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Access Financial Solutions (no longer appointed)
FRN 220484 · Appointed 6 Mar 2006 · Until 31 Dec 2012
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Ace Insurance & Financial Services Limited (047) (no longer appointed)
FRN 169995 · Appointed 6 Mar 2006 · Until 17 Jun 2011
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Acorn Financial Planning (155) (no longer appointed)
FRN 179841 · Appointed 6 Mar 2006 · Until 22 May 2014
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Allisons Financial Planning Ltd (no longer appointed)
FRN 419772 · Appointed 6 Mar 2006 · Until 26 Sep 2018
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Alpha Independent Advisers (162) (no longer appointed)
FRN 179840 · Appointed 6 Mar 2006 · Until 13 Mar 2007
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (4348)CF1 Director (AR)
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controlled function added: (4347)CF1 Director (AR)
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controlled function added: (4346)CF21 Investment Adviser
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controlled function added: (4345)CF22 Investment Adviser (Trainee)
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controlled function added: (4344)CF30 Customer
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controlled function added: (4343)CF1 Director (AR)
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controlled function added: (4342)CF30 Customer
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controlled function added: (4341)CF21 Investment Adviser
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controlled function added: (4340)CF22 Investment Adviser (Trainee)
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controlled function added: (4339)CF1 Director (AR)