Stephen Richard Diggins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (11 Jan 2011 to 7 Jan 2015)
INDEPENDENT FINANCIAL SERVICES 4 YOU LIMITED (no longer approved here)
FRN 518498
- CF30 Customer (23 Jun 2010 to 19 Apr 2011)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF21 Investment Adviser (1 Dec 2001 to 27 Jun 2002)
Rowborough Financial Management Ltd (no longer approved here)
FRN 180783
- Employed By (22 Oct 1998 to 27 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.