Steve Brian Mackie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • North Laine Financial Management Limited

    FRN 446522

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • CF1 Director (AR) (since 3 Jul 2025)
    • Responsible for Insurance Distribution (since 26 May 2021)
    • [FCA CF] Functions requiring qualifications (since 21 Oct 2020)
    • Appointed representative dealing with clients for which they require qualification (since 21 Oct 2020)
    • [FCA CF] Client dealing (since 21 Oct 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (since 5 Nov 2010)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 13 Jun 2019)
    • CF1 Director (AR) (11 Jun 2010 to 6 May 2015)
    • CF1 Director (2 Oct 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (2 Oct 2006 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (2 Oct 2006 to 8 Dec 2019)
  • Laine Financial Management Limited

    FRN 704336

    • Employed By (since 17 Aug 2015)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (20 Oct 2020 to 4 May 2021)
    • CF30 Customer (20 Oct 2020 to 4 May 2021)
  • Mackie Financial Planning Limited (no longer approved here)

    FRN 935799

    • Employed By (20 Oct 2020 to 4 May 2021)
  • BIRCROFT WEALTH MANAGEMENT LTD (no longer approved here)

    FRN 573487

    • Employed By (3 Feb 2012 to 20 May 2015)
  • North Laine Financial Management Ltd (no longer approved here)

    FRN 232232

    • (4)Employed By (19 Apr 2004 to 16 Sep 2004)

Recent activity

Updates to this individual's record on the FCA register.

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