Stephen William Lacy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (20 Mar 2009 to 22 Dec 2010)
BBT Group Ltd (no longer approved here)
FRN 189722
- Employed By (20 Mar 2009 to 22 Dec 2010)
Chase de Vere Independent Financial Advisers limited (no longer approved here)
FRN 137914
- CF30 Customer (23 Nov 2007 to 27 Feb 2009)
Santander UK Plc (no longer approved here)
FRN 106054
- CF21 Investment Adviser (11 Nov 2004 to 24 Apr 2006)
- CF22 Investment Adviser (Trainee) (9 Mar 2004 to 11 Nov 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.