Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
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Complaints Contact
c/o Edward Boyle and Robert Spence both of Interpath Advisory10 Fleet PlaceLondonEC4M 7RBUNITED KINGDOM- Phone
- +4402039892800
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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P2P Lending Advice
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional
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Pension Transfer Advice
For Retail (Investment), Professional, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Equity Release Advice
For Customer, Home reversion plans
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Investment Advice (no pensions)
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
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Equity Release Arranging
For Customer, Home reversion plans
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Arranges Investments
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Insurance Admin
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Retail (Non-Investment Insurance), Commercial, Non-investment insurance contracts
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Debt Negotiation
Show 1 limitation Hide limitations
- · This permission is limited to debt adjusting with no debt management activity
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Consumer Loans
Show 1 limitation Hide limitations
- · Limited to lending where no charge (by way of interest or otherwise) is payable by the borrower in connection with the provision of credit under the regulated credit agreement.
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Equity Release Setup
For Customer, Home reversion plans
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Retail (Non-Investment Insurance), Commercial, Retail (Investment), Professional, Structured Deposits, Share, Debenture, Government and public security, Warrant, Certificates representing certain security, Unit, Life Policy, Stakeholder pension scheme, Rights to or interests in investments (Security), Rights to or interests in investments (Contractually Based Investments), Non-investment insurance contracts, Personal pension scheme
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Credit Score Services
Show 1 limitation Hide limitations
- · Limited to the provision of credit information services with no credit repair (as defined by 89A(3)(c) & (d) Regulated Activities Order
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Rodney Harrison Jones
IRN RHJ00002
- (924)CF21 Investment Adviser (16 May 2002 to 22 Dec 2003)
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Roger Albert Graham
IRN RAG00008
- (1985)CF30 Customer (5 Dec 2008 to 2 Nov 2009)
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Roger Bettington
IRN RXB00175
- (681)CF22 Investment Adviser (Trainee) (23 Jul 2003 to 19 Jul 2005)
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Roger Charles Johnson
IRN RCJ00011
- (78)CF21 Investment Adviser (6 Mar 2006 to 18 Mar 2006)
- (79)CF1 Director (AR) (6 Mar 2006 to 18 Mar 2006)
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Roger David Lee
IRN RDL00016
- (3399)CF4 Partner (AR) (13 Aug 2012 to 28 Jun 2019)
- (3398)CF30 Customer (13 Aug 2012 to 14 May 2020)
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Roger Gordon Hibbert
IRN RXH00120
- (2600)CF1 Director (AR) (17 Feb 2020 to 26 May 2022)
- (2599)Appointed representative dealing with clients for which they require qualification (21 Jan 2020 to 26 May 2022)
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Roger James Yardy
IRN RJY01010
- (2717)CF30 Customer (16 Jul 2009 to 1 Dec 2009)
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Roger Jashek
IRN RXJ00024
- (3887)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Feb 2024)
- (3885)CF30 Customer (1 Nov 2007 to 29 Feb 2024)
- (3886)CF21 Investment Adviser (6 Mar 2006 to 31 Oct 2007)
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Roger Mark Easterbrook
IRN RME01055
- (2400)CF30 Customer (4 Sep 2012 to 1 Dec 2015)
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Roger Morley Smith
IRN RMS00021
- (915)CF21 Investment Adviser (1 Dec 2001 to 4 Jul 2002)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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PIB Employee Benefits Ltd (no longer appointed)
FRN 758635 · Appointed 15 Sep 2016 · Until 9 Dec 2021
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Joosten Financial Planning Ltd (no longer appointed)
FRN 751717 · Appointed 4 Jul 2016 · Until 27 Mar 2024
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Tailored Wealth Limited (no longer appointed)
FRN 750074 · Appointed 15 Jun 2016 · Until 12 Aug 2016
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Longwood Financial Planning Limited (no longer appointed)
FRN 736323 · Appointed 3 Jun 2016 · Until 31 Mar 2024
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Townends Wealth Management Ltd (no longer appointed)
FRN 414825 · Appointed 5 Feb 2016 · Until 28 Nov 2023
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Norton Michael Financial Management Limited (no longer appointed)
FRN 631768 · Appointed 2 Feb 2016 · Until 2 Jul 2018
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M B Financial Planning Ltd (no longer appointed)
FRN 724559 · Appointed 5 Nov 2015 · Until 6 Aug 2020
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Clements Financial Planning Ltd (no longer appointed)
FRN 719744 · Appointed 8 Oct 2015 · Until 26 Mar 2024
Recent activity
Updates to this firm's record on the FCA register.
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controlled function added: (4348)CF1 Director (AR)
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controlled function added: (4347)CF1 Director (AR)
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controlled function added: (4346)CF21 Investment Adviser
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controlled function added: (4345)CF22 Investment Adviser (Trainee)
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controlled function added: (4344)CF30 Customer
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controlled function added: (4343)CF1 Director (AR)
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controlled function added: (4342)CF30 Customer
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controlled function added: (4341)CF21 Investment Adviser
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controlled function added: (4340)CF22 Investment Adviser (Trainee)
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controlled function added: (4339)CF1 Director (AR)