Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 6 Apr 2022)
    • [FCA CF] Client dealing (since 6 Apr 2022)
    • Employed By (since 18 Jan 2020)
    • Employed By (30 Aug 2012 to 23 Oct 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (17 Feb 2020 to 26 May 2022)
    • Appointed representative dealing with clients for which they require qualification (21 Jan 2020 to 26 May 2022)
  • Sense Network Limited (no longer approved here)

    FRN 465124

    • CF1 Director (AR) (30 Aug 2012 to 23 Oct 2019)
    • CF30 Customer (30 Aug 2012 to 23 Oct 2019)
  • FMG Wealth Management Limited (no longer approved here)

    FRN 229873

    • (16)Employed By (10 May 2004 to 6 Dec 2004)
  • PWS Financial Consulting Limited (no longer approved here)

    FRN 124984

    • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.