Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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True Potential Wealth Management LLP
FRN 529810
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 6 Apr 2022)
- [FCA CF] Client dealing (since 6 Apr 2022)
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Pure Financial Consulting Ltd
FRN 464392
- Employed By (since 18 Jan 2020)
- Employed By (30 Aug 2012 to 23 Oct 2019)
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- CF1 Director (AR) (17 Feb 2020 to 26 May 2022)
- Appointed representative dealing with clients for which they require qualification (21 Jan 2020 to 26 May 2022)
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- CF1 Director (AR) (30 Aug 2012 to 23 Oct 2019)
- CF30 Customer (30 Aug 2012 to 23 Oct 2019)
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- (16)Employed By (10 May 2004 to 6 Dec 2004)
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- CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.