Roger David Lee

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sense Network Limited

    FRN 465124

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 22 May 2020)
    • Appointed representative dealing with clients for which they require qualification (since 22 May 2020)
    • CF30 Customer (since 21 May 2020)
    • CF4 Partner (AR) (since 21 May 2020)
  • ScottLee Financial Planning LLP

    FRN 926004

    • (8)Employed By (since 21 May 2020)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (13 Aug 2012 to 14 May 2020)
    • CF4 Partner (AR) (13 Aug 2012 to 28 Jun 2019)
  • Create Financial Management LLP (no longer approved here)

    FRN 229237

    • Employed By (13 Aug 2012 to 14 May 2020)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 2 Jul 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.