Tempo Capital Partners LLP

Date authorised
1 April 2013
Companies House
OC317743
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    15 Bedford Street
    London
    Westminster
    WC2E 9HE
    UNITED KINGDOM
    Phone
    +442039589670
    Web
    https://www.tempocap.com

  • Complaints Contact

    15 Bedford Street
    London
    WC2E 9HE
    UNITED KINGDOM
    Phone
    +442039589670

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam David Shepherd

    IRN ADS01253

    • CF30 Customer (since 9 Oct 2017)
  • Annabelle Corinne De Saint-Quentin

    IRN ACD01032

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 16 Oct 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF30 Customer (28 Jul 2010 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (29 Nov 2006 to 8 Dec 2019)
    • CF13 Finance (29 Nov 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (29 Nov 2006 to 8 Dec 2019)
  • Ashish Puri

    IRN AXP02929

    • CF30 Customer (5 Dec 2016 to 4 Nov 2019)
  • Camille Roux

    IRN CXR00470

    • CF30 Customer (3 Oct 2023 to 30 Jun 2024)
  • Damien Henault

    IRN DXH01333

    • CF30 Customer (4 Apr 2019 to 30 Apr 2024)
  • David Read Tate

    IRN DRT01019

    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (29 Nov 2006 to 4 Dec 2019)
    • CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
    • CF3 Chief Executive (29 Nov 2006 to 4 Dec 2019)
    • CF8 Apportionment and Oversight (29 Nov 2006 to 31 Mar 2009)
  • Fredrik Ninian John Adams

    IRN JFA01014

    • CF30 Customer (1 Nov 2007 to 13 Jun 2011)
    • CF21 Investment Adviser (24 Jan 2007 to 31 Oct 2007)
  • Kelvin Wing-Wah Au

    IRN KWA01019

    • CF30 Customer (28 May 2010 to 6 Sep 2013)
  • Matthew Patrick Knowles

    IRN MPK01034

    • CF30 Customer (since 19 Mar 2019)
  • Olav Ostin

    IRN OXO01024

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • CF1 Director (AR) (since 3 Nov 2016)
    • CF3 Chief Executive (AR) (since 3 Nov 2016)
    • CF30 Customer (since 1 Nov 2007)
    • CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
    • CF3 Chief Executive (29 Nov 2006 to 8 Dec 2019)
    • CF4 Partner (29 Nov 2006 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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