Annabelle Corinne De Saint-Quentin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tempo Capital Partners LLP

    FRN 458659

    • [FCA CF] Client dealing (since 9 Dec 2020)
    • SMF27 Partner (since 16 Oct 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (28 Jul 2010 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF13 Finance (29 Nov 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (29 Nov 2006 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Nov 2006 to 8 Dec 2019)
  • ETF Partners LLP (no longer approved here)

    FRN 453441

    • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2020 to 21 Feb 2023)
    • CF30 Customer (1 Apr 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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