Ashish Puri

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lightrock LLP

    FRN 792455

    • [FCA CF] Material risk taker (since 8 Aug 2023)
    • [FCA CF] Client dealing (since 15 May 2020)
  • SFC Capital Partners Ltd (no longer approved here)

    FRN 736284

    • CF30 Customer (9 Jul 2019 to 28 Apr 2020)
  • Shareline UK (no longer approved here)

    FRN 844833

    • (2)Employed By (9 Jul 2019 to 28 Apr 2020)
  • Tempo Capital Partners LLP (no longer approved here)

    FRN 458659

    • CF30 Customer (5 Dec 2016 to 4 Nov 2019)
  • TempoCap Limited (no longer approved here)

    FRN 748684

    • Employed By (5 Dec 2016 to 28 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.