Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (29 Nov 2006 to 31 Mar 2009)
- CF21 Investment Adviser (29 Nov 2006 to 31 Oct 2007)
- CF3 Chief Executive (29 Nov 2006 to 4 Dec 2019)
- CF4 Partner (29 Nov 2006 to 4 Dec 2019)
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- CF1 Director (4 Nov 2004 to 31 May 2006)
- CF23 Corporate Finance Adviser (9 Mar 2004 to 29 Nov 2006)
- CF21 Investment Adviser (9 Mar 2004 to 29 Nov 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.