Kelvin Wing-Wah Au

Last updated
5 days ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PALACE VENTURES LIMITED

    FRN 433291

    • CF30 Customer (since 25 Apr 2024)
    • CF4 Partner (AR) (since 25 Apr 2024)
  • The Players Partnership LLP

    FRN 995796

    • (2)Employed By (since 25 Apr 2024)
  • Cell Capital Limited

    FRN 1000259

    • Employed By (since 20 Oct 2023)
  • AQ1443 Ltd (no longer approved here)

    FRN 978496

    • [FCA CF] Client dealing (21 Mar 2025 to 24 Mar 2026)
    • CF30 Customer (20 Oct 2023 to 7 Jun 2024)
    • CF1 Director (AR) (20 Oct 2023 to 7 Jun 2024)
  • Tempo Capital Partners LLP (no longer approved here)

    FRN 458659

    • CF30 Customer (28 May 2010 to 6 Sep 2013)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF30 Customer (1 Nov 2007 to 14 Apr 2010)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (5 Oct 2005 to 25 Apr 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.