TD Execution Services Limited

• Principal Place of Business

  11th Floor

  1 Snowden Street

  London

  EC2A 2DQ

  UNITED KINGDOM

  Phone

  +442070717500

  Web

  https://www.tdsecurities.com

• Complaints Contact

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +442034101188

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephen Patrick McGroarty

  IRN SPM01193

  • CF30 Customer (7 Sep 2012 to 11 Jul 2013)
• Stephen Souchon

  IRN SXS04932

  • SMF9 Chair of the Governing Body (since 20 Jan 2025)
  • SMF10 Chair of the Risk Committee (since 20 Jan 2025)
  • SMF11 Chair of the Audit Committee (since 20 Jan 2025)
• Steven James Goff

  IRN SJG01159

  • [FCA CF] Manager of certification employee (since 24 Jun 2024)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (11 Nov 2019 to 8 Dec 2019)
• Stuart Loveland

  IRN SAL01055

  • [FCA CF] Client dealing (since 21 Aug 2025)
• Sze Lam Hou

  IRN SLH01143

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Sep 2021)
  • CF30 Customer (15 May 2018 to 8 Dec 2019)
• Tarquin orchard

  IRN TXO01053

  • [FCA CF] Manager of certification employee (11 Jul 2023 to 31 Oct 2024)
  • [FCA CF] Client dealing (8 Sep 2021 to 31 Oct 2024)
• Thomas Donneky

  IRN TXD14942

  • [FCA CF] Client dealing (1 Nov 2023 to 28 Aug 2025)
• Thomas Fredvig Erichsen

  IRN TFE01003

  • CF30 Customer (29 Nov 2011 to 9 May 2012)
• Thomas Robert Campbell

  IRN TRC01050

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Algorithmic trading (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (8 Oct 2019 to 8 Dec 2019)
• Thomas Whitaker

  IRN TXW14911

  • CF30 Customer (15 May 2019 to 8 Dec 2019)

• Diamondback Software UK Limited (no longer appointed)

  FRN 595632 · Appointed 7 Feb 2013 · Until 25 Mar 2013

No changes recorded yet.