Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TD Execution Services Limited
FRN 472780
- [FCA CF] Algorithmic trading (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (8 Oct 2019 to 8 Dec 2019)
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- [FCA CF] Algorithmic trading (4 Jul 2018 to 9 Jul 2019)
- [FCA CF] Manager of certification employee (6 Jun 2018 to 9 Jul 2019)
- [FCA CF] Client dealing (7 Mar 2016 to 9 Jul 2019)
- CF30 Customer (6 Sep 2012 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.