Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 20 Jan 2025)
    • SMF11 Chair of the Audit Committee (since 20 Jan 2025)
    • SMF9 Chair of the Governing Body (since 20 Jan 2025)
    • SMF11 Chair of the Audit Committee (since 29 Sep 2021)
  • SMBC Nikko Capital Markets Limited (no longer approved here)

    FRN 171935

    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 31 Dec 2024)
    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Dec 2024)
    • CF2 Non Executive Director (26 Jan 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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