Stephen Patrick McGroarty

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BlackRock Advisors (UK) Limited (no longer approved here)
FRN 119186
- CF30 Customer (3 Jun 2016 to 8 Dec 2019)
BlackRock Investment Management (UK) Limited (no longer approved here)
FRN 119293
- CF30 Customer (3 Jun 2016 to 8 Dec 2019)
BlackRock International Limited (no longer approved here)
FRN 178638
- CF30 Customer (3 Jun 2016 to 8 Dec 2019)
BlackRock Institutional Trust Company, N.A. (no longer approved here)
FRN 409343
- CF30 Customer (3 Jun 2016 to 8 Dec 2019)
Novate Global Markets Limited (no longer approved here)
FRN 124624
- (115)CF30 Customer (1 Apr 2014 to 27 May 2014)
TD Execution Services Limited (no longer approved here)
FRN 472780
- CF30 Customer (7 Sep 2012 to 11 Jul 2013)

Updates to this individual's record on the FCA register.

1 day ago
controlled function added: (115)CF30 Customer at Novate Global Markets Limited

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.