Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 11 Dec 2024)
    • [FCA CF] Client dealing (since 11 Dec 2024)
  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • [FCA CF] Manager of certification employee (11 Jul 2023 to 31 Oct 2024)
    • [FCA CF] Client dealing (8 Sep 2021 to 31 Oct 2024)
  • The Seaport Group Europe LLP (no longer approved here)

    FRN 526965

    • CF30 Customer (1 Jul 2014 to 2 Aug 2019)
  • WINTERFLOOD SECURITIES LIMITED (no longer approved here)

    FRN 141455

    • CF30 Customer (28 Jan 2009 to 16 Dec 2009)
  • RBC Europe Limited (no longer approved here)

    FRN 124543

    • CF29 Significant management (30 Apr 2008 to 27 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 27 Jan 2009)
    • CF21 Investment Adviser (9 Aug 2002 to 31 Oct 2007)
  • Royal Bank of Canada (no longer approved here)

    FRN 124783

    • CF29 Significant management (30 Apr 2008 to 27 Jan 2009)
    • CF30 Customer (1 Nov 2007 to 27 Jan 2009)
    • CF21 Investment Adviser (9 Aug 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.