TD Execution Services Limited

• Principal Place of Business

  11th Floor

  1 Snowden Street

  London

  EC2A 2DQ

  UNITED KINGDOM

  Phone

  +442070717500

  Web

  https://www.tdsecurities.com

• Complaints Contact

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +442034101188

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mark Jason Milton

  IRN MJM01313

  • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2022)
  • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
• Mark Peterson

  IRN MXP02241

  • CF30 Customer (9 Oct 2014 to 27 Sep 2016)
• Mark Richard Kelly

  IRN MRK01027

  • SMF18 Other Overall Responsibility (14 Feb 2022 to 15 Feb 2023)
  • [FCA CF] Client dealing (25 Jun 2021 to 9 Feb 2023)
• Martin Robert Anthony

  IRN MRA01043

  • CF26 Customer Trading
  • CF30 Customer (22 Jan 2008 to 2 Nov 2010)
• Matthew David Trevor Penfold

  IRN MDP01049

  • [FCA CF] Client dealing (since 22 Jul 2020)
• Matthew Harvey Cyzer

  IRN MHC01021

  • SMF1 Chief Executive (9 Dec 2019 to 12 Jul 2024)
  • SMF3 Executive Director (9 Dec 2019 to 12 Jul 2024)
  • CF30 Customer (6 Nov 2019 to 8 Dec 2019)
  • CF3 Chief Executive (6 Nov 2019 to 8 Dec 2019)
  • CF1 Director (6 Nov 2019 to 8 Dec 2019)
• Matthew West

  IRN MXW02046

  • CF30 Customer (29 Jul 2013 to 5 Jan 2015)
• Max Robert Spurin

  IRN MRS01116

  • [FCA CF] Client dealing (since 25 Jun 2021)
• Michael Craig

  IRN MXC01732

  • CF30 Customer (27 Mar 2017 to 22 Jan 2019)
• Michael De Nardo

  IRN MXD01264

  • CF30 Customer (21 Jul 2015 to 18 May 2017)

• Diamondback Software UK Limited (no longer appointed)

  FRN 595632 · Appointed 7 Feb 2013 · Until 25 Mar 2013

No changes recorded yet.