Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • [FCA CF] Client dealing (9 Dec 2019 to 23 Dec 2022)
    • CF30 Customer (10 Jan 2017 to 8 Dec 2019)
  • GLG Partners LP (no longer approved here)

    FRN 186093

    • CF30 Customer (1 Nov 2007 to 20 Feb 2009)
    • CF21 Investment Adviser (4 Dec 2004 to 13 Oct 2006)
    • CF26 Customer Trading (4 Dec 2004 to 13 Oct 2006)
    • CF27 Investment Management (4 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.