Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (11 Feb 2025 to 18 Jul 2025)
- [FCA CF] Client dealing (11 Feb 2025 to 18 Jul 2025)
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- SMF1 Chief Executive (9 Dec 2019 to 12 Jul 2024)
- SMF3 Executive Director (9 Dec 2019 to 12 Jul 2024)
- CF3 Chief Executive (6 Nov 2019 to 8 Dec 2019)
- CF1 Director (6 Nov 2019 to 8 Dec 2019)
- CF30 Customer (6 Nov 2019 to 8 Dec 2019)
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- [FCA CF] Algorithmic trading (5 Jun 2019 to 16 Aug 2019)
- [FCA CF] Manager of certification employee (15 Apr 2019 to 16 Aug 2019)
- [FCA CF] Client dealing (15 Apr 2019 to 16 Aug 2019)
- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
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- CF30 Customer (19 Apr 2012 to 28 Sep 2018)
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- CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.