Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Clear Street UK Limited (no longer approved here)

    FRN 1006193

    • [FCA CF] Manager of certification employee (11 Feb 2025 to 18 Jul 2025)
    • [FCA CF] Client dealing (11 Feb 2025 to 18 Jul 2025)
  • TD Execution Services Limited (no longer approved here)

    FRN 472780

    • SMF1 Chief Executive (9 Dec 2019 to 12 Jul 2024)
    • SMF3 Executive Director (9 Dec 2019 to 12 Jul 2024)
    • CF3 Chief Executive (6 Nov 2019 to 8 Dec 2019)
    • CF1 Director (6 Nov 2019 to 8 Dec 2019)
    • CF30 Customer (6 Nov 2019 to 8 Dec 2019)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Algorithmic trading (5 Jun 2019 to 16 Aug 2019)
    • [FCA CF] Manager of certification employee (15 Apr 2019 to 16 Aug 2019)
    • [FCA CF] Client dealing (15 Apr 2019 to 16 Aug 2019)
    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)
  • BTIG Limited (no longer approved here)

    FRN 484589

    • CF30 Customer (19 Apr 2012 to 28 Sep 2018)
  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • CF21 Investment Adviser (1 Dec 2001 to 2 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.