Matthew West

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Investec Bank PLC
FRN 172330
- [FCA CF] Client dealing (since 6 Aug 2024)
Panmure Liberum Capital Limited (no longer approved here)
FRN 465050
- [FCA CF] Client dealing (12 Sep 2023 to 5 Jul 2024)
Numis Securities Limited (no longer approved here)
FRN 144822
- [FCA CF] Client dealing (9 Dec 2019 to 5 May 2023)
- CF30 Customer (22 Oct 2019 to 8 Dec 2019)
Canaccord Genuity Limited (no longer approved here)
FRN 182011
- CF30 Customer (18 Jun 2015 to 21 Jun 2019)
TD Execution Services Limited (no longer approved here)
FRN 472780
- CF30 Customer (29 Jul 2013 to 5 Jan 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.