TD Execution Services Limited

• Principal Place of Business

  11th Floor

  1 Snowden Street

  London

  EC2A 2DQ

  UNITED KINGDOM

  Phone

  +442070717500

  Web

  https://www.tdsecurities.com

• Complaints Contact

  60 Threadneedle Street

  London

  EC2R 8HP

  UNITED KINGDOM

  Phone

  +442034101188

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Gerald Bristowe

  IRN MGB01063

  • [FCA CF] Manager of certification employee (since 1 Nov 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
• Michael Healey

  IRN MXH03177

  • SMF3 Executive Director (9 Dec 2019 to 13 May 2024)
  • CF1 Director (16 Oct 2017 to 8 Dec 2019)
• Michael Peter Allocca

  IRN MPA01041

  • CF30 Customer (25 Jun 2012 to 20 Dec 2012)
• Michael Thomas Page

  IRN MTP01024

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF4 Chief Risk (6 Nov 2021 to 26 Jul 2024)
  • SMF24 Chief Operations (9 Dec 2019 to 25 Jul 2024)
  • CF30 Customer (31 Jan 2018 to 8 Dec 2019)
  • CF3 Chief Executive (31 Jan 2018 to 11 Nov 2019)
  • CF1 Director (31 Jan 2018 to 8 Dec 2019)
• Michael Timothy Kelly

  IRN MXK01625

  • CF30 Customer (11 Nov 2015 to 27 Sep 2016)
• Michael Winberg

  IRN MXW02040

  • CF30 Customer (8 May 2013 to 1 Oct 2013)
• Michelle Stephenson

  IRN MXS02272

  • CF26 Customer Trading
  • CF30 Customer (22 Jan 2008 to 31 Aug 2010)
• Mihir Vijay Choksi

  IRN MVC01028

  • CF30 Customer (1 May 2018 to 28 May 2019)
• Mike Gladwin

  IRN MCG01042

  • [FCA CF] Client dealing (since 31 May 2024)
• Milko Markov

  IRN MXM04189

  • CF30 Customer (28 Mar 2017 to 4 Oct 2019)

• Diamondback Software UK Limited (no longer appointed)

  FRN 595632 · Appointed 7 Feb 2013 · Until 25 Mar 2013

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