Mike Gladwin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

TD Execution Services Limited
FRN 472780
- [FCA CF] Client dealing (since 31 May 2024)
The Toronto-Dominion Bank
FRN 124859
- [FCA CF] Client dealing (since 16 Sep 2021)
TD Bank Europe Limited
FRN 165556
- [FCA CF] Client dealing (since 16 Sep 2021)
Standard Chartered Bank (no longer approved here)
FRN 114276
- [FCA CF] Manager of certification employee (1 Sep 2017 to 28 Dec 2017)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Oct 2020)
- CF30 Customer (1 Aug 2008 to 6 Mar 2016)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (30 Nov 2002 to 20 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.