Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TD Execution Services Limited
FRN 472780
- SMF3 Executive Director (since 9 Dec 2019)
- SMF4 Chief Risk (6 Nov 2021 to 26 Jul 2024)
- SMF24 Chief Operations (9 Dec 2019 to 25 Jul 2024)
- CF30 Customer (31 Jan 2018 to 8 Dec 2019)
- CF1 Director (31 Jan 2018 to 8 Dec 2019)
- CF3 Chief Executive (31 Jan 2018 to 11 Nov 2019)
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- CF30 Customer (1 Nov 2007 to 30 Nov 2017)
- CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.