Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF4 Chief Risk (6 Nov 2021 to 26 Jul 2024)
    • SMF24 Chief Operations (9 Dec 2019 to 25 Jul 2024)
    • CF30 Customer (31 Jan 2018 to 8 Dec 2019)
    • CF1 Director (31 Jan 2018 to 8 Dec 2019)
    • CF3 Chief Executive (31 Jan 2018 to 11 Nov 2019)
  • JEFFERIES INTERNATIONAL LIMITED (no longer approved here)

    FRN 139253

    • CF30 Customer (1 Nov 2007 to 30 Nov 2017)
    • CF21 Investment Adviser (31 Mar 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.