Tavistock Private Client Limited

• Principal Place of Business

  The Barn

  Downing Park

  Station Road

  Swaffham Bulbeck

  Cambridge

  Cambridgeshire

  CB25 0NW

  UNITED KINGDOM

  Phone

  +4401223869030

  Web

  https://www.tavistockinvestments.com

• Complaints Contact

  1 Queens Square

  Ascot Business Park

  Lyndhurst Road

  Ascot

  SL5 9FE

  UNITED KINGDOM

  Phone

  +4401753867000

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  For Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Structured Deposits, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laura Marie Dawn Ingram

  IRN LMI00007

  • CF30 Customer (1 Apr 2014 to 3 Jul 2015)
• Laura Mary Hobbs

  IRN LXH24139

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
  • [FCA CF] Client dealing (since 4 Jan 2022)
• Laurence Patrick Daly

  IRN LXD09802

  • [FCA CF] Client dealing (9 Dec 2020 to 1 Mar 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 1 Mar 2024)
  • CF30 Customer (8 Mar 2019 to 8 Dec 2019)
• Lawrence Peter Maksymiw

  IRN LXM00022

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 9A. Advising on P2P agreements
  • [FCA CF] Functions requiring qualifications (since 10 Sep 2024)
  • [FCA CF] Client dealing (since 10 Sep 2024)
• Mark David Hissett

  IRN MXH01229

  • [FCA CF] Client dealing (24 May 2024 to 30 Apr 2025)
  • [FCA CF] Functions requiring qualifications (24 May 2024 to 30 Apr 2025)
• Mark Lindsay

  IRN MXL01550

  • CF24 Pension Transfer Specialist (4 Mar 2005 to 9 Nov 2005)
• Mark Ronald Archibald Wilson

  IRN MRW00070

  • SMF16 Compliance Oversight (1 Oct 2020 to 24 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (1 Oct 2020 to 24 May 2021)
  • SMF3 Executive Director (12 Jun 2020 to 31 Jan 2023)
• Mark Russell Evans

  IRN MRE00013

  • SMF3 Executive Director (since 17 Dec 2019)
  • Responsibility for MCD Intermediation (27 Jun 2022 to 11 May 2023)
  • Responsible for Insurance Distribution (17 Dec 2019 to 11 May 2023)
  • SMF1 Chief Executive (17 Dec 2019 to 11 May 2023)
• Martin James Tyrrell

  IRN MJT00045

  • [FCA CF] Client dealing (9 Dec 2020 to 31 Dec 2021)
  • [FCA CF] Functions requiring qualifications (9 Dec 2020 to 31 Dec 2021)
  • CF30 Customer (3 Jul 2018 to 8 Dec 2019)
• Martin William Herbert Clapson

  IRN MWC01066

  • CF1 Director (29 Jul 2014 to 1 Dec 2016)

• Tavistock Select LLP

  FRN 991884 · Appointed 15 Feb 2023

• Tavistock Chater Allan LLP

  FRN 945082 · Appointed 16 Feb 2021

• The Law Society (no longer appointed)

  FRN 417501 · Appointed 4 Jun 2020 · Until 17 Dec 2020

• La Playa Wealth LLP (no longer appointed)

  FRN 504056 · Appointed 24 Jul 2009 · Until 1 Jan 2013

• Ashton KCJ Financial Planning LLP (no longer appointed)

  FRN 465217 · Appointed 13 Mar 2007 · Until 18 Aug 2015

• Price Bailey Private Client LLP (no longer appointed)

  FRN 465216 · Appointed 13 Mar 2007 · Until 25 May 2017

No changes recorded yet.