Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tavistock Private Client Limited
FRN 210782
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 9A. Advising on P2P agreements
- [FCA CF] Functions requiring qualifications (since 10 Sep 2024)
- [FCA CF] Client dealing (since 10 Sep 2024)
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- CF30 Customer (22 Sep 2020 to 3 Jan 2022)
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 3 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 3 Jan 2022)
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- Employed By (22 Sep 2020 to 3 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.