Laura Mary Hobbs

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tavistock Private Client Limited

    FRN 210782

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 9A. Advising on P2P agreements
    • [FCA CF] Client dealing (since 4 Jan 2022)
    • [FCA CF] Functions requiring qualifications (since 4 Jan 2022)
  • Lighthouse Advisory Services Limited (no longer approved here)

    FRN 195199

    • Appointed representative dealing with clients for which they require qualification (10 Nov 2020 to 24 Dec 2021)
    • CF30 Customer (29 Oct 2020 to 24 Dec 2021)
  • Lighthouse Financial Advice Limited (no longer approved here)

    FRN 225502

    • (565)Employed By (29 Oct 2020 to 24 Dec 2021)

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Updates to this individual's record on the FCA register.

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